In today’s competitive markets, investment managers and advisory firms shoulder enormous responsibility: delivering performance while maintaining the trust of clients, regulators, and stakeholders. Yet behind every portfolio, fund, or mandate lies a complex financial and compliance landscape.
From multi-layered tax obligations to SEC reporting, evolving fee structures, and investor transparency demands, you need more than general accounting — you need an industry-specific partner.
SMAART Company works alongside investment managers to provide proactive accounting, tax planning, and strategic advisory services that help protect your reputation and position your firm for growth.
Registered investment advisors (RIAs), asset managers, and wealth management firms face unique operational pressures that demand precision and expertise:
Regulatory scrutiny: SEC, FINRA, and state-level requirements evolve constantly, with no room for error in disclosures, filings, or investor communications.
Complex fee structures: Management fees, performance fees, carried interest, and revenue-sharing arrangements must be tracked accurately to maintain investor trust.
Multi-jurisdictional taxation: Cross-border investments, offshore funds, and diverse asset classes can create significant tax complexity.
Investor reporting: Clients expect timely, clear, and compliant reports that build trust and support retention.
Operational risk: Strong internal controls and cybersecurity safeguards are essential to protect client data and firm reputation.
Without robust systems and a trusted advisory partner, even the best investment strategy can be undermined by operational missteps or compliance gaps.
SMAART Company brings deep knowledge of the investment management sector. We deliver tailored solutions that combine accounting precision, proactive tax strategies, and clear compliance guidance — helping you protect your investors, reduce risk, and stay focused on performance.
1. Fund & Portfolio Accounting
Deliver timely, accurate financials to investors and regulators.
2. Fee & Compensation Structure Management
Build trust with transparent, accurate calculations.
returns for clients
3. Tax Planning & Compliance
Optimize your tax position and stay audit-ready.
4. Regulatory Compliance & Risk Management
Reduce exposure and navigate audits with confidence.
5. Strategic Business Advisory
Strengthen your firm’s position in a changing market.
Firms choose SMAART Company because we go beyond the numbers — we act as true partners, applying deep industry knowledge and proactive insights to protect your firm’s reputation and investor relationships.
Our team combines technical excellence with a relationship-driven approach that keeps you informed, compliant, and prepared for what’s next.
Yes — we serve the full spectrum, from boutique advisory firms and family offices to multi-strategy asset managers.
Absolutely. We navigate cross-border taxation, withholding requirements, and treaty benefits to ensure compliance and efficiency.
We use secure, encrypted cloud-based systems, robust internal controls, and best practices aligned with SEC cybersecurity guidelines.
Yes — we prepare and organize your financials, performance metrics, and supporting documentation so you’re audit-ready and investor-ready at any time.
We start with a discovery session to understand your firm’s structure and goals, then design a service plan that integrates seamlessly with your operations.
